Private placements of securities and securities related financial and strategic advisory services offered through TFA Securities, Inc. (“TFAS”), a wholly-owned subsidiary of TFA Capital Partners, Inc. (“TFA”) and a registered broker-dealer, member of Financial Industry Regulatory Authority (“FINRA“).
Business Continuity Plan
TFAS has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.
We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.
If after a significant business disruption you cannot contact us as you usually do you should call our alternative number 310.341.2336.
Kristi Jackson holds Series 7, 24 and 63 securities licenses
David Howard holds Series 7, 24 and 63 securities licenses
Bill Newby holds Series 7, 24 and 63 securities licenses
Jeff Heimann holds Series 7 and 63 securities licenses
Bill Crader holds Series 6, 7, 27 and 66 securities licenses
Tribal Board of Advisors
Our Tribal Board of Advisors gives us unique insights to address your changing needs and helps us see Tribal finances from your perspective.