TFA Securities

Private placements of securities and securities related financial and strategic advisory services offered through TFA Securities, Inc. ("TFAS"), a wholly-owned subsidiary of TFA Capital Partners, Inc. ("TFA") and a registered broker-dealer, member of Financial Industry Regulatory Authority ("FINRA").

Business Continuity Plan

TFAS has developed a Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

If after a significant business disruption you cannot contact us as you usually do you should call our alternative number 310.341.2336.

Registered Representatives

Kristi Jackson 0K6A8805_5x7

Kristi Jackson

Kristi holds Series 7, 24 and 63 securities licenses

Broker Credentials
David Howard 0K6A8831_5x7

David Howard

David holds Series 7, 24 and 63 securities licenses

Broker Credentials
Bill Newby 0K6A87975x7

Bill Newby

Bill holds Series 7, 24 and 63 securities licenses

Broker Credentials
Bill Crader 0K6A8817_5x7

Bill Crader

Bill holds Series 6, 7, 27 and 66 securities licenses

Broker Credentials
Braxton Sato 0K6A8836_5x7

Braxton Sato

Braxton holds Series 63 and 79 securities licenses

Broker Credentials